LIBA - Current Issues

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Archived Publications - pre Jan '08

Accounting
Business Continuity
Compliance and Conduct of Business
Corporate Finance
Electronic Commerce and Data Protection
EU Issues
Financial Crime
Financial Regulation and Risk Management
Regulatory Reform
Securities Trading and Settlement
Taxation

If you require further details on any area please e-mail the appropriate Secretary.

Accounting - Contact: Ian Harrison


03.10.08	LIBA response to the IASB dated 3 October 2008 regarding IASB Expert Advisory Panel's 16 September 2008 - Draft Documents on Fair Value in inactive markets

30.09.08	LIBA response to the IASB dated 30 September 2008 regarding the IASB DP - Reporting Entity in the Conceptual Framework

29.09.08	LIBA response to the IASB dated 29 September 2008 regarding the IASB ED: Chapters 1 & 2 of the Conceptual Framework

19.09.08	LIBA comment to the IASB dated 19 September 2008 regarding their Discussion Paper on Reducing Complexity

19.09.08	LIBA letter to the IASC Foundation dated 19 September 2008 regarding Constitution Review

19.09.08	LIBA letter to EFRAG dated 19 September 2008 regarding Enhancement Proposals

29.08.08	LIBA Comment to IASB dated 29 August 2008 regarding DP: Financial Instruments with Characteristics of Equity

29.08.08	LIBA comment to CESR dated 29 August 2008 regarding CP: Fair Value Measurement and related disclosures of financial instruments in illiquid markets

26.02.08	LIBA response to the IASB dated 26 February 2008 commenting on the Exposure Draft of Proposed Amendments to IFRS 1 and IAS 27

22.02.08	LIBA response to CESR dated 22 February 2008 regarding the consultation paper on the equivalence of Chinese, Japanese & US GAAPS

24.01.08	LIBA response to the European Commission dated 24 January 2008 regarding endorsement of IAS 23 & IFRIC 12

10.01.08	LIBA response to the IASB dated 10 January 2008 commenting on the Exposure Draft ED 9 "Joint Arrangements"

10.01.08	LIBA response to IASB dated 10 January 2008 commenting on the Exposure Draft of Proposed Amendments to IAS 39 - Exposures Qualifying for Hedge Accounting

10.01.08	LIBA response to IASB dated 10 January 2008 commenting on the Exposure Draft of Proposed Improvements to International Financial Reporting Standards

Business Continuity - Contact: Paul Martin

Compliance and Conduct of Business - Contact: Peter Beales


20.08.08	Decision Procedure & Penalties manual/Enforcement Guide Review 2008 - CP08/10 - and OIVoP Proposals in DP08/3: Submission by the FSML CLG Enforcement Committee - August 2008

09.07.08	Joint Associations - Structured Products: Principles for Managing the Distributor-Individual Investor Relationship Principles Press Release

12.05.08	Industry Associations Release Exposure Draft of: "Structured Products: Principles for Managing Distributor-Individual Investor Relationship" Press Release Exposure Draft

Corporate Finance - Contact: William Ferrari


08.08.08	Joint LIBA/SIFMA letter to the FSA dated 31 July 2008 regarding FSA Short Selling Disclosure Regime - Practical Concerns

12.02.08	LIBA response to the FSA dated 12 February 2008 regarding CP07/20 - Disclosure of Contracts for Differences

Electronic Commerce and Data Protection - Contact: Timothy Baker

EU Issues (also see Financial Regulation, Electronic Commerce, Accounting and Taxation) - Contact: Timothy Baker


23.12.08	LIBA, SIFMA, and FOA Briefing for the de Larosiere High Level Group

05.12.08	LIBA/BBA/ICMA/Xtrakter Joint Response to CESR Call for Evidence on Transaction Reporting

07.11.08	Global Regulatory Modernisation: Key Objectives and Principles

08.10.08	EFSA Response to European Commission Call for Evidence on MIFID Transposition

18.07.08	LIBA and 14 other Associations' response to EC DG Markt consultation on amendments to Level 3 Committee Decisions

16.07.08	Joint Associations' Submission on 10% Retention Proposal

15.02.08	LIBA response to European Commission consultation on Code of Conduct for Interest Representatives

08.02.08	Summary of European Industry Commitments to the European Commission regarding Transparency in the European Securitisation Market

21.01.08	Joint Associations' response to CESR's consultation paper on improving the functioning of the MIFID database

18.01.08	Joint Associations' response to 3L3 consultation on Medium Term Work Programme

Financial Crime (Fraud, Money Laundering and Terrorist Funding) - Contact: Paul Martin


18.03.08	FOA/LIBA response to Home Office Consultation on the Consent Regime

Financial Regulation and Risk Management - Contact: Katharine Seal or Diane Hilleard


02.07.08	Joint Association Consultation: CRD Pillar 3 Good Practice Guidelines Letter to Commissioner McCreevy for CRD Pillar 3 CRD Pillar 3 Good Practices Guidelines CRD Pillar 3 Disclosure Questionnaire & Survey Results Comparative Analysis of CRD Pillar 3 Requirements

02.07.08	Industry Initiatives to Increase Transparency in the European Securitisation Markets Joint Press Release Executive Summary

10.06.08	Joint Associations Response to the European Commission Consultation on proposed amendments to Capital Requirements Directive Letter to European Commission Executive Summary Large Exposures Hybrid Capital Instruments Supervisory Arrangements Securitisation Technical Amendments

08.02.08	Summary of European Industry Commitments to the European Commission regarding Transparency in the European Securitisation Market

Regulatory Reform - Contact: Peter Beales & Samantha Barrass


17.11.08	Memorandum from the London Investment Banking Association to the Treasury Committee on Incentive Structures and Executive Remuneration in the Banking Sector

12.09.08	Financial Stability and Depositor Protection: July Consultation Papers (Cm 7436 & Cm 7459) - Submission by LIBA

08.09.08	LIBA response to US SEC Proposed Rule for Exemption of Certain Foreign Brokers or Dealers (Release No. 34-58047; file no. S7-16-08)

25.04.08	Financial Stability - Submission by LIBA

23.04.08	Tripartite Authorities Consultation Paper "Financial Stability and Depositor Protection: Strengthening the Framework" - Submission by LIBA

31.03.08	LIBA response to the Department for Business, Enterprise & Regulatory Reform Consultation on Good Guidance ICSA Principles for Better Regulation Market Failure Analysis

Securities Trading and Settlement - Contact: John Serocold


25.09.08	Joint Associations' Response to CESR Paper 08-643

21.01.08	Report to the MOG 21 January 2008

Taxation (including VAT) - Contact: Ian Harrison


21.09.08	LIBA letters to the Financial Secretary dated 22 August 2008 & 13 October 2008 and their reply of 21 September 2008 regarding EC VAT Evasion Measures

22.10.08	LIBA letter to HMRC dated 22 October 2008 regarding Changes to Corporation Tax Rules on the Late Payment of Interest between Connected Parties

13.10.08	LIBA letter to the European Commission dated 13 October 2008 regarding City Group Comments on the 15 September Report to the Council

28.05.08	Letter to HMRC dated 28 May 2008 regarding European Sales Listings & Monthly VAT Returns

13.03.08	Letter from LIBA to the Chief Secretary to the Treasury dated 21 February 2008 regarding HMT Consultation on Residence and Domicile

13.03.08	Letter from LIBA to HM Treasury dated 21 February 2008 regarding HMT Consultation on Residence and Domicile

13.03.08	LIBA's Annual Review of Taxation - 2007/08

28.02.08	LIBA response to HMRC dated 28 February 2008 regarding HMT/HMRC's Consultation Document on a principles-based approach to financial products avoidance